Business

Your 401(k) Solution

As an ERISA qualified Investment Advisor, we give plan sponsors a choice.  Legislative changes, heightened awareness, and the Pension Protection Act have all led to plan sponsors being increasingly concerned with their liability to the plan and its participants for violations of Fiduciary duties.

At Discipline Advisors, Inc. we assist plan sponsors with Fiduciary Responsibility, freeing your time to do what you do best – running your business.

 We offer businesses:

  • Assistance in drafting of a customized Investment Policy Statement for your 401(k) Profit Sharing Plan.
  • Recommending and monitoring of the Plan’s investment options, including an unlimited offering of risk-based asset allocation portfolios.  We exercise care and diligence in evaluating plan cost and the appropriateness of the choice of investment options.
  • Assisting Plan Sponsor in evaluating plan service providers and third party administrators, including reviewing fees and plan expenses.
  • Participant education and advice on behalf of the plan sponsor.  We educate participants on the relative risk and return, and advise on appropriate asset allocation to achieve long-term goals.